The Securities and Exchange Commission is getting ready to revisit a 2008 rule proposal about exchange-traded funds. In the wake of new issues that have cropped up since then, changes to the original proposal are likely. Speaking at the Investment Company Institute’s Mutual Fund and Investment Management Conference this week, SEC’s Division of Investment Management.
Vanguard unveils commodity futures fund Vanguard announced the launch of Vanguard Commodity Strategy Fund (VCMDX) to hedge.
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SEC Increases Hedge Fund Disclosure Requirements With Form PF. The Securities and Exchange Commission ( "SEC") has recast Form ADV, the US registration form for investment advisors, so that the entire form is now public on the agency’s website. Form ADV is also broader in terms of both the types of advisors who must register,
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Registered SEC advisers must review. ensuring sure their reviews cover all the firm’s. Click here to access the full Special Report on US Hedge Fund.
Hedge fund firm Deer Park Road Management has agreed to pay the Securities and Exchange Commission $5 million for "compliance failures" related to its asset-valuation policies, the regulator announced tuesday. The firm’s chief investment officer Scott Burg will also pay a $250,000 penalty to settle the matter.
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Hedge fund assets jump to record high in second quarter – hfr. gabrielle rubenstein follows in father’s footsteps with new firm. The SEC’s review of trade allocation policies would be a.
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